Enolate Reactions

Enolate formation

Una de las características principales del grupo carbonilo es que los hidrógenos adyacentes al carbono carbonílico tienen carácter ácido, pudiendo reaccionar con determinadas bases. Si esto ocurre, el aldehído o la cetona se convierte en un anión enolato (nucleófilo), susceptible de reaccionar con una gran variedad de electrófilos.

Furthermore, as the enolate ion is the result of two resonant structures, with the negative charge on oxygen or carbon, reactivity with electrophiles may be due to each of these, depending on the reaction conditions and the nature of the enolate and nucleophile (C- and O-alkylation).


Moreover, in an acidic medium, instead of forming the enolate ion, an enol is obtained, whose negatively charged carbon is susceptible to attack a protonated carbonyl.


Aldol condensation

One of the electrophiles that can react with the enolate anion is the carbonyl group of the reagents itself, since it has a positive partial charge. With this reaction a compound generically called aldol (β-hydroxycarbonyl) is obtained.

Aldol condensation consists of this reaction followed by an irreversible aldol dehydration step that generates an α,β-unsaturated carbonyl compound.

Aldol condensation

It can occur in acidic (via enol) or basic (via an enolate ion) media.


The dehydration step can occur in acidic or basic media, the difference is that in acidic media it takes place in a concerted manner in a single step (because H2O is a better leaving group than –OH).


In basic medium it proceeds in two stages (loss of the proton and elimination of HO).


Crossed aldol condensation

The aldol condensation with acetone that we have seen gives only one (α,β-unsaturated) reaction product, because only one enolate was formed.

This can be complicated by reacting two different carbonyl compounds that each generate a different enolate and react, in turn, with the two reagents.

In this way four different aldols will be obtained, which, in turn can give different α,β-unsaturated carbonyl compounds with the subsequent dehydration step.


From the synthetic point of view, it is not very useful because product mixtures are produced.

Claisen-Schmidt condensation

The drawback of the mixture of products obtained in cross aldol reactions can be solved if this reaction is designed so that only one of the reactants forms the enolate anion and the other reactant is more electrophilic than the one that generates the enolate.

Claisen-Schmidt condensation

This is the case of Claisen-Schmidt condensation:[1]


Benzaldehyde is widely used for this type of reaction since it has no α-hydrogens and therefore cannot generate enolate ions.

In addition, the carbonyl group of benzaldehyde is much more electrophilic than that of acetaldehyde because it is attached to a charge-removing aromatic ring. Both requirements are met and a single α,β-unsaturated compound (cinnamaldehyde) is obtained.

Intramolecular aldol condensation

It is an aldol reaction that occurs between two carbonyl groups present in the same molecule to give a cyclic compound. 5- and 6-membered rings are favored over other ring sizes.


Claisen condensation

It is a condensation where the two reactants are esters, giving rise to a β-ketoester. Since the α-hydrogens of the ester are less acidic (pKa = 23-25) than those of an aldehyde or ketone (pKa = 19-20), a stronger base is needed to form the enolate (alkoxides).


The enolate ester reacts with another ester molecule to give a β-ketoester as indicated.


When the ester possesses only one α-hydrogen, no Claisen condensation product is observed. As in the case of crossed aldol condensation, Claisen condensation can take place between two different esters, being selective when one of them lacks α-hydrogens; ketones can also participate in Claisen condensation:


Dieckmann condensation

It is an intramolecular Claisen condensation with which a β-ketoester is obtained, with the cyclic ketone and the ester group as the side chain of the ring.

Dieckmann condensation

As in the case of intramolecular aldol condensation, the formation of 5- and 6-membered rings is favored.


Malonic ester and acetoacetic ester synthesis

Having considered the preparation of β-ketocarbonyl compounds, let us look at two examples of their synthetic utility. Since the α-hydrogens of β-ketocarbonyl compounds are more acidic (pKa = 9-13) than those of aldehydes, ketones and esters, a base such as alkoxides allows a proton to be captured from that position leading to the formation of an enolate in a quasi-quantitative manner. This enolate (which is nucleophilic) can be alkylated with a haloalkane to give substituted derivatives.


Hydrolysis of a β-ketoester, gives 3-ketoacids which readily decarboxylate, under mild conditions, giving ketones. Hydrolysis of β-di diesters, likewise, also decarboxylates giving carboxylic acids:


The combination of alkylation, hydrolysis and decarboxylation described above allows for the two strategies known as alkylation, hydrolysis and decarboxylation:

Acetoacetic ester synthesis (when starting from a β-ketoester) the sequence leads to substituted methylketones and malonic ester synthesis (when starting from a β-diester) the sequence produces substituted carboxylic acids.


Michael addition

It is a 1,4- addition reaction where an enolate is added to conjugated carbonyl groups to give an α,β-unsaturated carbonyl compound.


Robinson annulation[2]

It is a particular case of Michael addition, followed by intramolecular aldol condensation, to give a cyclic compound.

Robinson annulation

When a Michael addition occurs under very acidic or very basic conditions, it does not stop at the 1,5-dicarbonyl product, but continues to give an intramolecular aldol condensation between the two carbonyl groups.



The carbon of an alkyl halide is electrophilic in nature and can react with the enolate to generate alkylation products (C-C bond formation). These reactions have the disadvantage that neither HO nor RO can be used as bases, since they do not completely enolate the ketones and the mixture of products discussed above would be produced.

Moreover, being nucleophilic, they would react with alkyl halides. Consequently, bases such as LDA are used, which are strong (they completely convert ketones into enolates) and being very bulky, they are very little nucleophilic.


References and notes

[1] a) L. Claisen, A. Claparede, Chem. Ber. 14, 2460 (1881). b) J.G. Schmidt, Chem. Ber. 14, 1459 (1881)

[2] a) E.C. du Feu, F. J. McQuillin, R. Robinson, J. Chem. Soc. 1937, 53. b) A.L. Wilds, C. H. Shunk, J. Am. Chem. Soc. 65, 469 (1943).

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